FINRA General Securities Representative Qualification Examination (GS) : Series-7

  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Q & A: 402 Questions and Answers

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About FINRA General Securities Representative Qualification Examination (GS) : Series-7 Exam

Topics of FINRA Series 7 Certification Exam

Candidates must know the exam topics before they start of preparation. Because it will really help them in hitting the core. Our FINRA Series 7 exam dumps will include the following topics:

  • Retirement plans
  • Interactions with clients
  • Investment risk
  • Packaged Securities
  • Equity, and debt instruments
  • Options
  • Taxation

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Passing score: 72%
  • Number of Questions: 125
  • Format: Multiple choices, multiple answers
  • Length of Examination: 225 minutes

For more info visit:

FINRA Series 7 Exam Reference

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FINRA Series-7 Exam Syllabus Topics:

SectionObjectives
Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions
Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Seeks Business for the Broker-Dealer from Customers and Potential Customers
Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives

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